Advisory Services
Technology Audit [SOX/JSOX]
We assist organizations identify key technological risks and assess how effectively they are mitigating and controlling those risks.
Our team of experienced technology auditors and risk practitioners employs a top-down, risk-based pragmatic and prudent approach to evaluate and advise on the use of technology to enhance enterprise value while aligning with strategic objectives.
We specialize in assisting organizations with their IT Sarbanes-Oxley Act (SOX) compliance programs by assisting as an extension of their Internal Audit (IA) department. Our services include planning and executing IT SOX compliance initiatives in-line with PCAOB guidelines and the COSO framework, while seamlessly collaborating with external auditors.
We specialize in assisting organizations with their IT JSOX compliance programs by assisting as an extension of their Internal Audit (IA) department. Our services include planning and executing IT JSOX compliance initiatives, maintaining clear communication with both parent company and external auditors.
IPO IT Readiness Assessment
We assist organizations with their Initial Public Offering (IPO) IT readiness assessments, provide recommendations and follow through remediations in-line with PCAOB guidelines, COSO and COBIT framework to meet their strategic objectives. We collaborate with Finance/Accounting, IT, Internal Audit, and External Auditors (as needed) to identify applications linked to the financial reporting process, understand the process risk points, identify automated controls and reports.
We map general IT controls (including SOC1 Type II) to the identified automated controls and reports. We collaborate with relevant teams to remediate control findings or design controls where we identify control gaps.
Control Portfolio Analysis Program
We assist organizations in analyzing and enhancing their IT controls portfolio. Our services include mapping controls to the COSO and/or COBIT frameworks, rationalizing duplicate controls, and providing actionable recommendations to enhance efficiency and compliance.
Robotic Process Automation (RPA)
We pride ourselves on being dedicated learners of the organizations we serve. We listen closely to your challenges in managing audit requests while maintaining business operations. Our experienced business analysts, with deep expertise in IT audits, assist organizations in developing programs to automate IT general controls and process-level controls as part of their Continuous Auditing and Continuous Monitoring (CACM) initiatives.
As your partner, we collaborate to analyze controls, identify gaps, and provide actionable recommendations. We also assist with data extraction, follow-through, and evidence preparation—streamlining your audit processes and enhancing productivity. This approach allows your team to focus on strategic business objectives while maintaining compliance and operational efficiency.
